CATATAN BELAJAR · terakhir diperiksa 2026-09
UBS Neo (FX) — penyedia likuiditas institusional
UBS Neo, operated by UBS AG, is a Tier-1 bank based in Zurich, founded in 1862. It offers a range of FX products and is licensed in Switzerland, the UK, and the US, although specific FINMA license details are not published. Self-measured claims regarding liquidity depth and volume growth should be approached with caution due to their unverified nature.
UBS AG · Zurich, Switzerland · skor bukti 98/100
Lisensi, dibaca dari register
last checked September 2026
| Regulator | Nomor lisensi | Yurisdiksi | Tingkat | Sumber |
|---|---|---|---|---|
| FINMA | belum terverifikasi | Switzerland | tier-1 | buka sumber ↗ |
| FCA (UBS AG London Branch) | 186958 | UK | tier-1 | buka sumber ↗ |
| SEC/FINRA (BrokerCheck, UBS Securities LLC) | 8-22651 | US | tier-1 | buka sumber ↗ |
| NYSE (UBS Group AG listed) | belum terverifikasi | US | tier-1 | buka sumber ↗ |
Klasifikasi tingkat memakai skala yang sama dengan register ritel: tier-2 berarti pengawasan nyata dan pemisahan uang klien, tanpa skema kompensasi investor — jangan salah baca sebagai perlindungan tier-1.
Apa yang diajarkan catatan ini
Keterampilan membaca, masing-masing berpijak pada sesuatu yang benar-benar dipublikasikan perusahaan tersebut.
- 01 — Poin pembelajaranUBS Neo provides Tier-1 FX liquidity via electronic trading on multiple venues.
- 02 — Poin pembelajaranClients include banks and institutional investors, while retail clients are refused access.
- 03 — Poin pembelajaranUBS Neo supports various asset classes, including FX spot and forwards.
Buku klaim
Klaim yang cukup spesifik untuk difalsifikasi — dan yang tetap menjadi pengukuran venue sendiri.
Klaim yang dapat diuji
- UBS Neo is the bank's cross-asset electronic platform providing 'electronic access to the best of UBS' (ubs.com investment-bank/ubs-neo page)
- UBS Investment Bank e-FX offers around-the-clock streaming prices across G10, Emerging Market and Precious Metals (ubs.com electronic-trading/fx page)
- UBS Group is subject to consolidated supervision by FINMA; UBS AG London Branch FCA FRN 186958 is authorised (UBS Annual Report 2025; FCA register firm page)
Klaim yang tidak bisa kami verifikasi dari luar
- NeoFX volume growth figures (self-measured, Euromoney-cited)
- Liquidity depth claims (self-measured)
Perimeter dan cakupan
| Kelas aset | Pusat data | Konektivitas | Klien yang diterima | Ditolak secara eksplisit |
|---|---|---|---|---|
| FX spot, FX forwards, FX swaps, NDFs, FX options, Precious metals | EBS, Reuters, CME FX, CLS | FIX, REST/API, UBS Neo platform | Banks, Institutional investors, Asset managers, Hedge funds, Corporates | Retail clients |
Perusahaan yang menerbitkan ruang negatifnya sendiri — menolak siapa, tidak berlisensi di mana — jauh lebih mudah diuji tuntas. Daftar penolakan dianggap pengungkapan, bukan cacat.
Cek mandiri
Jawab pertanyaan ini sebelum menganggap catatan selesai dibaca. Jika tidak bisa, baca ulang lisensi dan buku klaim — jawabannya semua ada dalam publikasi perusahaan.
- What types of clients does UBS Neo serve and which are refused access?
- Which venues does UBS Neo utilize for electronic FX trading?